Job Board

Trading Compliance Analyst

Company:
ITG Canada
Company Info:

Ivestment Technology Group (NYSE:ITG) is a global financial technology company that helps leading brokers and asset managers improve returns for investors around the world. We empower traders to reduce the end-to-end cost of implementing investments via liquidity, execution, analytics and workflow technology solutions. ITG has offices in Asia Pacific , Europe and North America and offers execution services in more than 50 countries. Please visit www.itg.com for more information. 

Location:
Toronto, Ontario
Posting Closing Date:
March 31, 2018
Employment Type:
Full-time
Contract Type:
Permanent
Job Description:

ITG is looking for an eager, motivated Trading Compliance Analyst to join our Global Compliance team in Toronto.

 

Investors around the world receive better returns because of the work we do every day. From traders to technologists and everyone in between, ITGers are passionate about innovating, solving problems and making an impact on the bottom line. Our teams set the bar high and strive to consistently provide best-in-class service to institutional investors around the world

Job Responsibilities:
  • Open trading accounts and analyze client trading activity
  • Perform and document daily reviews of the firm’s trading activities
  • Identify and escalate possible regulatory trading infractions
  • Test and sample trades to ensure they are in compliance with marketplace rules
  • Recommend any changes to improve daily reports or quarterly internal audits
  • Learn basic trading regulations and formulate draft responses to regulatory requests
  • Help to update firm policies and procedures to ensure they comply with regulatory requirements
  • Review and update client files
Qualifications:
  • Bachelor’s degree in related discipline and 1+ year of work experience
  • Ability to recognize and properly handle sensitive and confidential information
  • Strong attention to detail
  • Reliable follow through
  • Superior written and oral communication skills
  • Sharp analytical skills and curiosity about markets and trading
  • Proficiency with MS Office (Word, Excel, and Outlook)
  • Tactful and diplomatic, with a high level of ethics and integrity
How to Apply:

To apply for ths job please go to the Careers section on the ITG website:

https://careers-itg.icims.com/jobs/1267/trading-compliance-analyst/job